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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

PR App 3.1

As Published: 2005

PR App 3.1

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

SYSC 4.8 Senior management responsibilities for third-country relevant authorised persons: allocation of responsibilities

As Published: 2015

SYSC 4.8 Senior management responsibilities for third-country relevant authorised persons: allocation of responsibilities

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives