Search Result

141 - 160 of 1721 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

SYSC 4.6 Management responsibilities maps for non-UK relevant authorised persons

As Published: 2015

SYSC 4.6 Management responsibilities maps for non-UK relevant authorised persons

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

As Published: 2014

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs