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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

As Published: 2016

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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CASS 11.4 Definition of client money and the discharge of fiduciary duty

As Published: 2014

CASS 11.4 Definition of client money and the discharge of fiduciary duty

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COLL 14.2 Registration with the Charity Commission

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

PERG 9.10 Significance of being an open-ended investment company

GENPRU 3.2 Third-country groups

SYSC 1.4 Application of SYSC 11 to SYSC 22

PERG 13.5 Exemptions from MiFID

DISP 2.7 Is the complainant eligible?

CASS 7.16 The standard methods of internal client money reconciliation

CASS 1A.3 Responsibility for CASS operational oversight

EG 15.1 Introduction

MCOB 13.3 Dealing fairly with customers with a payment shortfall: policy and procedures

MCOB 5A.3 Information on MCD regulated mortgage contracts: general

SYSC 18.4 The whistleblowers’ champion

PERG 8.14 Other financial promotions

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

GEN 2.2 Interpreting the Handbook

FEES 1.1 Application and Purpose

COBS 11.2 Best execution

CASS 11.4 Definition of client money and the discharge of fiduciary duty