Search Result

1121 - 1140 of 1489 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 9.7A Preliminary statement of annual results, and statement of dividends

As Published: 2006

LR 9.7A Preliminary statement of annual results, and statement of dividends

IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

As Published: 2017

IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

MCOB 10.4 Total charge for credit

As Published: 2005

MCOB 10.4 Total charge for credit

BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

CASS 11.9 Segregation and the operation of client money accounts

As Published: 2014

CASS 11.9 Segregation and the operation of client money accounts

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

EG App 3.3 SFO

As Published: 2016

EG App 3.3 SFO

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2011

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

IPRU-INV 5.4 Financial resources requirement

As Published: 2016

IPRU-INV 5.4 Financial resources requirement

CONC 10.1 Application and purpose

As Published: 2014

CONC 10.1 Application and purpose

CONC 8.2 Conduct standards: debt advice

As Published: 2015

CONC 8.2 Conduct standards: debt advice

MCOB 6.5 Mortgages: information to be provided in the offer document or separately

As Published: 2006

MCOB 6.5 Mortgages: information to be provided in the offer document or separately

LR 20.1 Application

As Published: 2010

LR 20.1 Application

LR 16.2 Requirements and eligibility for listing

As Published: 2010

LR 16.2 Requirements and eligibility for listing