Search Result

981 - 1000 of 1128 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

PR App 1.1

As Published: 2005

PR App 1.1

CONC 6.7 Post contract: business practices

As Published: 2014

CONC 6.7 Post contract: business practices

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

SYSC 4.3A CRR firms

As Published: 2014

SYSC 4.3A CRR firms

SYSC 18.4 The whistleblowers’ champion

As Published: 2015

SYSC 18.4 The whistleblowers’ champion

FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction