Search Result

81 - 100 of 1258 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

SUP 16.22 Reporting under the Payment Accounts Regulations

As Published: 2016

SUP 16.22 Reporting under the Payment Accounts Regulations

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus