Search Result

81 - 100 of 1503 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

SYSC 19A.3 Remuneration principles for IFPRU investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for IFPRU investment firms

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

SYSC 4.3A CRR firms

As Published: 2014

SYSC 4.3A CRR firms

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

SYSC 4.6 Management responsibilities maps for non-UK relevant authorised persons

As Published: 2015

SYSC 4.6 Management responsibilities maps for non-UK relevant authorised persons

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping