Search Result

961 - 980 of 1197 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 12.1 Application and Purpose

As Published: 2015

FEES 12.1 Application and Purpose

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

LR 12.1 Application

As Published: 2005

LR 12.1 Application

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

MCOB 1.1 Application and purpose

As Published: 2006

MCOB 1.1 Application and purpose

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

CONC 3.2 Financial promotion general guidance

As Published: 2015

CONC 3.2 Financial promotion general guidance

EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

As Published: 2016

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

LR 19.1 Application

As Published: 2005

LR 19.1 Application

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

ICOBS 4.4 Commission disclosure for commercial customers

As Published: 2008

ICOBS 4.4 Commission disclosure for commercial customers

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

DTR 1.3 Information gathering and publication

As Published: 2016

DTR 1.3 Information gathering and publication