Search Result

61 - 80 of 1758 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

IFPRU 2.2 Internal capital adequacy assessment process

As Published: 2014

IFPRU 2.2 Internal capital adequacy assessment process

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

REC 2.5 Systems and controls and conflicts

As Published: 2004

REC 2.5 Systems and controls and conflicts

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements