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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

MCOB 2.5A The customer's best interests

As Published: 2012

MCOB 2.5A The customer's best interests

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2013

REC 3.5 Disciplinary action and events relating to key individuals

CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

MIPRU 1.3 Remuneration and property valuation requirements for MCD creditors

As Published: 2015

MIPRU 1.3 Remuneration and property valuation requirements for MCD creditors

MAR 8.3 Requirements for benchmark administrators

As Published: 2015

MAR 8.3 Requirements for benchmark administrators

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

MCOB 5A.5 Content of European Standardised Information Sheets (ESISs)

As Published: 2015

MCOB 5A.5 Content of European Standardised Information Sheets (ESISs)

DEPP 4.2 Urgent statutory notice cases

As Published: 2011

DEPP 4.2 Urgent statutory notice cases

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

MCOB 7A.5 Notification of changes resulting from auctions on the capital market

As Published: 2016

MCOB 7A.5 Notification of changes resulting from auctions on the capital market

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions