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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

SYSC 18.4 The whistleblowers’ champion

As Published: 2015

SYSC 18.4 The whistleblowers’ champion

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

SYSC 22.7 Getting references: additional rules and guidance for full scope regulatory reference firms

As Published: 2016

SYSC 22.7 Getting references: additional rules and guidance for full scope regulatory reference firms

SUP 14.4 Notices of proposed changes: form and delivery

As Published: 2001

SUP 14.4 Notices of proposed changes: form and delivery

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2006

SUP App 2.7 Capital resources below the level of individual capital guidance

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

EG 2.7 Sources of cases

As Published: 2016

EG 2.7 Sources of cases

CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance