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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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CONC 3.9 Financial promotions and communications: debt counsellors and debt adjusters

As Published: 2014

CONC 3.9 Financial promotions and communications: debt counsellors and debt adjusters

…

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SUP 11.8 Changes in the circumstances of existing controllers

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

EG 19.10 Enterprise Act 2002

LR 10.7 Transactions by specialist companies

SUP 10A.7 FCA required functions

REC 5.1 Introduction and legal background

PERG 8.5 In the course of business

RCB 4.2 Enforcement powers and penalties

SUP 10A.11 Minimising overlap with the PRA approved persons regime

SUP 4.4 Appropriate actuaries

LR 3.2 Application for admission to listing

PERG 7.2 Introduction

SUP 10C.3 General material about the definition of controlled functions

CONC 3.1 Application

PERG 2.8 Exclusions applicable to particular regulated activities

DTR 8.3 Criteria for approval as a primary information provider

DEPP 6.5D Serious financial hardship

LR 12.5 Purchase of own securities other than equity shares

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

CONC 3.9 Financial promotions and communications: debt counsellors and debt adjusters