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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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EG 3.9 Power to require information relating to potentially unfair etc terms and notices

As Published: 2016

EG 3.9 Power to require information relating to potentially unfair etc terms and notices

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PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

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REC 3.20 Disciplinary action relating to members

As Published: 2013

REC 3.20 Disciplinary action relating to members

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MCOB 2A.4 Early repayment

SUP 16.5 Annual Close Links Reports

IFPRU 4.5 Internal ratings based approach: definition of default

LR 3.4 Debt and other securities

COBS 11.8 Recording telephone conversations and electronic communications

CONC 8.8 Debt management plans

INSPRU 1.2 Mathematical reserves

REC 2.9 Transaction recording

PERG 8.24 Advising on investments

EG 3.2 Information requests (section 165)

EG 3.2A Information requests (section 122A)

EG 3.2B Information requests (section 122B)

CONC 2.4 Credit references: conduct of business: lenders and owners

ICOBS 4.4 Commission disclosure for commercial customers

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

BIPRU 11.5 Technical criteria on disclosure: General requirements

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

EG 3.9 Power to require information relating to potentially unfair etc terms and notices

PERG 12.5 Financial promotion issues

REC 3.20 Disciplinary action relating to members