Login

We use necessary cookies to make our site work (for example, to manage your usage journey on the site). We also use some additional cookies (including third-party cookies) to help us improve the site functionality and user experience. For more information, on how these cookies work please see our Cookies Notice.

Check your settings below and select the cookies you’re happy with.

Strictly Necessary Cookies

These cookies are necessary for the website to function and cannot be switched off in our systems. They are usually only set in response to actions made by you which amount to a request for services, such as setting your privacy preferences, logging in or filling in forms.

Non-essential Cookies

These cookies are used for various purposes:

To allow us to count visits and traffic sources so we can measure and improve the performance of our site. They help us to know which pages are the most and least popular and see how visitors move around the site. All information these cookies collect is aggregated and therefore anonymous. If you do not allow these cookies we will not know when you have visited our site and will not be able to monitor its performance.
To provide enhanced functionality and personalisation. They may be set by us or by third party providers whose services we have added to our pages. If you do not allow these cookies then some or all of these services may not function properly.
Set by our site by our advertising partners. They may be used by those companies to build a profile of your interests and show you relevant adverts on other sites. They do not store information which allows us to identify you personally but are based on uniquely identifying your browser and internet device. If you do not allow these cookies, you will experience less targeted advertising.

Find out more about www.allaboutcookies.org or view our cookie policy.

Skip to main content

FCA Website
PRA Rulebook
Glossary
Useful Links
Contact Us

Search the Handbook

Advanced Search

Home
FCA Handbook
What's New
Instruments
Forms
Guides
Technical Standards
Level 3 Materials

Join Up
Log in

Login

User name

User password

Forgotten your password? Register a new account

Home
FCA Handbook
Search Results

Search Result

641 - 660 of 1107 items.

Results filter Sort by: Show:

Search Term(s)

Search Text

Filter by Topics

United Kingdom (321)
Investments (241)
European Economic Area (215)
Authorised persons (187)
Investment activities (180)
Authorisation (172)
Group companies (148)
MiFID (144)
Employees (138)
Investor (135)
Loans (132)
Directors (128)
Non-MiFID (122)
Non United Kingdom (114)
Providers (109)

Filter by Modules

Modules

Filter by Documents

Documents

Filter by Keywords

Keywords

Effective Period

From To

Similar To

Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

…

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

…

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

…

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

…

DTR 5.7 Notification of combined holdings

As Published: 2009

DTR 5.7 Notification of combined holdings

…

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

…

SUP 17A.1 Application

As Published: 2017

SUP 17A.1 Application

…

ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

…

PERG 5.3 Contracts of insurance

As Published: 2015

PERG 5.3 Contracts of insurance

…

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

…

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

…

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

…

CASS 11.6 Statutory trust

As Published: 2014

CASS 11.6 Statutory trust

…

DTR 1.1 Application and purpose (Disclosure guidance)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure guidance)

…

SYSC 22.4 Drafting the reference: detailed requirements for full scope regulatory reference firms

As Published: 2016

SYSC 22.4 Drafting the reference: detailed requirements for full scope regulatory reference firms

…

EG 16.3 Applications under section 329(3) for variation or revocation of disapplication orders

As Published: 2016

EG 16.3 Applications under section 329(3) for variation or revocation of disapplication orders

…

SYSC 18.5 Settlement agreements with workers

As Published: 2015

SYSC 18.5 Settlement agreements with workers

…

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2010

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

…

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

…

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

Previous page
1
..
32
33
34
35
..
56
Next page

Is there anything wrong with this page?

Contact us
Accessibility
Help

Terms & Conditions
Legal Information
Privacy Policy