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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

As Published: 2015

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

EG 2.3 Case selection: Threshold Conditions cases

As Published: 2016

EG 2.3 Case selection: Threshold Conditions cases

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

IFPRU 4.14 Counterparty credit risk

As Published: 2014

IFPRU 4.14 Counterparty credit risk

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

As Published: 2016

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

PERG 16.8 Territorial scope

As Published: 2013

PERG 16.8 Territorial scope

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate