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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

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TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

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SYSC 4.3A CRR firms

As Published: 2014

SYSC 4.3A CRR firms

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COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

As Published: 2016

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

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DEPP 2.4 Third party rights and access to FCA material

SUP App 3.3 Background

SUP 16.18 AIFMD reporting

SYSC 2.1 Apportionment of Responsibilities

PERG 13.5 Exemptions from MiFID

COBS 2.3 Inducements

SUP 13.11 Record keeping

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

IFPRU 11.3 Group recovery plans

PERG 1.5 What other guidance about the perimeter is available from the FCA?

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

CREDS 8.3 Approved persons

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

IFPRU 1.2 Significant IFPRU firm

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

COBS 12.2 Investment research

TC 2.1 Assessing and maintaining competence

SYSC 4.3A CRR firms

COLL 8.3 Investor relations

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)