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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

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PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

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DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

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PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

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SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

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LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

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GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

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PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

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DISP App 3.3 The approach to considering evidence

As Published: 2010

DISP App 3.3 The approach to considering evidence

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IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

As Published: 2010

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS

As Published: 2015

IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS

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DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

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IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

As Published: 2015

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

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SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

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