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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

As Published: 2016

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

As Published: 2017

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

MIPRU 2.3 Knowledge, ability and good repute

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2010

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

IPRU-INV 5.1 Application

As Published: 2016

IPRU-INV 5.1 Application

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

EG 2.9 FCA guidance and supporting materials

As Published: 2016

EG 2.9 FCA guidance and supporting materials

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

EG 9.1 Introduction

As Published: 2016

EG 9.1 Introduction

BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

CONC 5.2 Creditworthiness assessment: before agreement

As Published: 2015

CONC 5.2 Creditworthiness assessment: before agreement

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus