Search Result

481 - 500 of 1511 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1C.2 Modifying rules and consulting the FCA

As Published: 2014

DTR 1C.2 Modifying rules and consulting the FCA

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

LR 4.3 Approval and publication of listing particulars

As Published: 2016

LR 4.3 Approval and publication of listing particulars

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

COBS 7.2 Information to be provided by the insurance intermediary

As Published: 2007

COBS 7.2 Information to be provided by the insurance intermediary

DISP App 1.4 Policy reconstruction

As Published: 2008

DISP App 1.4 Policy reconstruction

DTR 1.1 Application and purpose (Disclosure guidance)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure guidance)

MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

CONC 5A.1 Application, purpose and guidance

As Published: 2014

CONC 5A.1 Application, purpose and guidance