Search Result

481 - 500 of 1464 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.3 Information gathering and publication

As Published: 2016

DTR 1.3 Information gathering and publication

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

SUP 15.11 Notification of COCON breaches and disciplinary action

As Published: 2015

SUP 15.11 Notification of COCON breaches and disciplinary action

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2011

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

INSPRU 1.2 Mathematical reserves

As Published: 2006

INSPRU 1.2 Mathematical reserves

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

As Published: 2016

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements