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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

FEES 10.1 Application, purpose and background

As Published: 2015

FEES 10.1 Application, purpose and background

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

As Published: 2016

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

MCOB 12.4 Payment shortfall charges: regulated mortgage contracts

As Published: 2004

MCOB 12.4 Payment shortfall charges: regulated mortgage contracts

PERG 11.2 Guidance on property investment clubs

As Published: 2013

PERG 11.2 Guidance on property investment clubs

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2010

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

As Published: 2006

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

BIPRU 12.4 Stress testing and contingency funding

As Published: 2010

BIPRU 12.4 Stress testing and contingency funding

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication