Search Result

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

…

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

…

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

…

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

…

IFPRU 2.2 Internal capital adequacy assessment process

As Published: 2014

IFPRU 2.2 Internal capital adequacy assessment process

…

SYSC 4.3A CRR firms

As Published: 2014

SYSC 4.3A CRR firms

…

EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 15.2 General

COLL 4.3 Approvals and notifications

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

LR 1.2 Modifying rules and consulting the FCA

REC 2.11 Custody

LR 8.5 Responsibilities of listed companies

RCB 6.2 Policy on decision and warning notices

LR 4.3 Approval and publication of listing particulars

SUP 10A.6 FCA governing functions

SUP 11.9 Changes in close links

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

REC 3.16 Information technology systems

SUP 16.13 Reporting under the Payment Services Regulations

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation