Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

…

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

…

FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

…

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

…

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

…

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

LR 14.2 Requirements for listing

REC 2.7 Access to facilities

DTR 2.2 Disclosure of inside information

PERG 8.5 In the course of business

SUP 1A.3 The FCA's approach to supervision

COND 2.4 Appropriate resources

LR 5.2 Cancelling listing

MAR 9.5 Frequently Asked Questions

SUP 6.2 Introduction

SUP 17.2 Making transaction reports

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

PERG 4.6 Advising on regulated mortgage contracts

REC 4.7 The section 297 power to revoke recognition

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy