Search Result

401 - 420 of 1014 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 6A.1 Application and purpose

As Published: 2015

MCOB 6A.1 Application and purpose

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

PERG 8.17A Financial promotions concerning insurance mediation activities

As Published: 2005

PERG 8.17A Financial promotions concerning insurance mediation activities

MCOB 7.2 Purpose

As Published: 2004

MCOB 7.2 Purpose

COBS 18.7 Depositaries

As Published: 2007

COBS 18.7 Depositaries

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

As Published: 2014

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

CONC 6.1 Application

As Published: 2014

CONC 6.1 Application

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

MCOB 13.8 Home purchase plans

As Published: 2006

MCOB 13.8 Home purchase plans

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose