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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

As Published: 2016

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

EG 19.23 Electronic Money Regulations 2011

As Published: 2016

EG 19.23 Electronic Money Regulations 2011

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

MCOB 9.9 Disclosure after sale: home reversion plans

As Published: 2006

MCOB 9.9 Disclosure after sale: home reversion plans

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

COBS 6.1E Platform services: platform charges and using a platform service for advising

As Published: 2011

COBS 6.1E Platform services: platform charges and using a platform service for advising

COBS 8.1 Client agreements: designated investment business

As Published: 2007

COBS 8.1 Client agreements: designated investment business

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

CONC 7.17 Notice of sums in arrears under P2P agreements for fixed-sum credit

As Published: 2015

CONC 7.17 Notice of sums in arrears under P2P agreements for fixed-sum credit

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose