Search Result

381 - 400 of 1623 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

MCOB 6A.3 MCD mortgages: binding offer, content of the offer document and reflection period

As Published: 2016

MCOB 6A.3 MCD mortgages: binding offer, content of the offer document and reflection period

MAR 9.1 Application, introduction, approach and structure

As Published: 2017

MAR 9.1 Application, introduction, approach and structure

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

MCOB 5A.3 Information on MCD regulated mortgage contracts: general

As Published: 2015

MCOB 5A.3 Information on MCD regulated mortgage contracts: general

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

As Published: 2016

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

As Published: 2016

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2015

ICOBS 6.4 Pre- and post-contract information: protection policies

SYSC 4.7 Senior management responsibilities for UK relevant authorised persons: allocation of responsibilities

As Published: 2015

SYSC 4.7 Senior management responsibilities for UK relevant authorised persons: allocation of responsibilities

PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

SYSC 22.3 Drafting the reference and the request for a reference

As Published: 2016

SYSC 22.3 Drafting the reference and the request for a reference