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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

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COBS 11.8 Recording telephone conversations and electronic communications

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications

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COBS 5.2 E-Commerce

As Published: 2007

COBS 5.2 E-Commerce

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COBS 6.4 Disclosure of charges, remuneration and commission

As Published: 2007

COBS 6.4 Disclosure of charges, remuneration and commission

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COBS 14.3 Information about designated investments

COBS 12.2 Investment research

COBS 6.1A Adviser charging and remuneration

COBS 4.7 Direct offer financial promotions

COBS 10.2 Assessing appropriateness: the obligations

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COBS 17.1 Providing information to claimants and dealing with claims

CONC 3.1 Application

COBS 6.1 Information about the firm and compensation information

COBS 9.4 Suitability reports

COBS 9.2 Assessing suitability

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COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

COBS 18.11 Authorised professional firms

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

COBS 19.4 Open market options

COBS 11.8 Recording telephone conversations and electronic communications

COBS 5.2 E-Commerce

COBS 6.4 Disclosure of charges, remuneration and commission