Search Result

361 - 380 of 1107 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 16.1 General client reporting requirement

As Published: 2007

COBS 16.1 General client reporting requirement

IPRU-INV 2.1 APPLICATION

As Published: 2015

IPRU-INV 2.1 APPLICATION

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

MCOB 7.4 Mortgages: disclosure at the start of the contract

As Published: 2004

MCOB 7.4 Mortgages: disclosure at the start of the contract

COBS 15.1 Application

As Published: 2007

COBS 15.1 Application

GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

SYSC 19D.3 Remuneration principles

As Published: 2017

SYSC 19D.3 Remuneration principles

COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

COLL 9.4 Facilities in the United Kingdom

As Published: 2011

COLL 9.4 Facilities in the United Kingdom

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

CONC 4.1 Content of quotations

As Published: 2014

CONC 4.1 Content of quotations

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?