Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

…

CONC 3.7 Financial promotions and communications: credit brokers

As Published: 2014

CONC 3.7 Financial promotions and communications: credit brokers

…

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

…

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

…

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

…

SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

…

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

REC 2A.4 Power and procedure for RAP penalties and censures

ICOBS 2.2 Communications to clients and financial promotions

CONC 3.9 Financial promotions and communications: debt counsellors and debt adjusters

REC 6.3 Recognition requirements

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

FEES 13.1 Application and purpose

MAR 9.2 Authorisation and verification

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

IFPRU 4.7 Internal ratings based approach: loss given default

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation