Search Result

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

…

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

…

COBS 5.2 E-Commerce

As Published: 2007

COBS 5.2 E-Commerce

…

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

…

FEES 10.2 Pensions guidance levy

As Published: 2015

FEES 10.2 Pensions guidance levy

…

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

…

EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

REC 3.14 Products, services and normal hours of operation

MAR 1.6 Manipulating transactions

CREDS 10.1 Application and purpose

MCOB 4.4A Initial disclosure requirements

PERG 8.19 Additional restriction on the promotion of life policies

EG 19.6 Regulated Activities Order 2001 (RAO)

BIPRU 5.6 Master netting agreements

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

REC 3.13 Delegation of relevant functions

PERG 14.7 Exemptions

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation