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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

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SUP 10A.16 How to apply for approval and give notifications

As Published: 2014

SUP 10A.16 How to apply for approval and give notifications

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REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

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SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

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EG 7.5 Payment of financial penalties

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

LR 3.4 Debt and other securities

MAR 10.4 Position reporting

DISP 3.7 Awards by the Ombudsman

SUP 4.4 Appropriate actuaries

SUP 14.6 Cancelling qualification for authorisation

TC 2.1 Assessing and maintaining competence

MAR 10.2 Position limit requirements

REC 2.2 Method of satisfying the recognition requirements

SUP 5.1 Application and purpose

SUP 10A.10 Customer-dealing functions

EG 10.4 Other relevant powers

APER 2.1A The Statements of Principle

SUP 8.5 Notification of altered circumstances relating to waivers

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

PERG 2.3 The business element

SUP 10A.16 How to apply for approval and give notifications

REC 4.5 FCA supervision of action by UK RIEs under their default rules

SUP 13.4 Providing cross border services into another EEA State