Search Result

341 - 360 of 1760 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

BIPRU 13.5 CCR standardised method

As Published: 2006

BIPRU 13.5 CCR standardised method

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

As Published: 2015

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

MCOB 5A.6 Other information

As Published: 2015

MCOB 5A.6 Other information

REC 1.1 Application

As Published: 2005

REC 1.1 Application

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

COLL 9.2 Section 264 recognised schemes

As Published: 2011

COLL 9.2 Section 264 recognised schemes

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose