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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

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FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

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REC 4.2B Exercise of passport rights by a UK RIE

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

CASS 8.3 Records and internal controls

REC 4.5 FCA supervision of action by UK RIEs under their default rules

REC 6.7 Notification rules for overseas recognised bodies

LR 9.8 Annual financial report

PERG 10.5 Employers and affinity groups (such as trade unions)

SUP 10A.9 Significant management functions

REC 3.26 Proposals to make regulatory provision

PERG 8.28 Advice or information

MAR 10.2 Position limit requirements

CASS 7.15 Records, accounts and reconciliations

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

PERG 9.7 The investment condition: the 'reasonable investor'

PERG 16.6 Exclusions

PERG 2.11 Persons who are exempt for credit-related regulated activities

IFPRU 8.1 Prudential consolidation

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

FEES 13.2 The IML levy