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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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FEES 10.1 Application, purpose and background

As Published: 2015

FEES 10.1 Application, purpose and background

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SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

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EG 19.9 Electronic commerce activity directions: the FCA’s policy

As Published: 2016

EG 19.9 Electronic commerce activity directions: the FCA’s policy

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PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

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APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

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SYSC 4.7 Senior management responsibilities for UK relevant authorised persons: allocation of responsibilities

REC 4.2F Information gathering power on FCA’s own initiative

COND 2.2 Location of offices

COND 1.1A Application

COND 2.3 Effective supervision

PR 4.1 Use of languages

SYSC 18.3 Internal arrangements

COLL 12.2 UK UCITS management companies

SUP 17A.2 Connectivity with FCA systems

EG 2.4 Case selection: Unauthorised business

REC 6.8 Powers to supervise

EG 9.2 The FCA’s general policy in this area

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

SUP 15.9 Notifications by members of financial conglomerates

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

FEES 10.1 Application, purpose and background

SUP 13.5 Notices of intention

EG 19.9 Electronic commerce activity directions: the FCA’s policy

PERG 8.37 AIFMD Marketing

APER 4.4 Statement of Principle 4