Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

…

EG 13.1 Introduction

As Published: 2016

EG 13.1 Introduction

…

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

…

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

…

SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

…

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

…

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

…

APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SYSC 1.4 Application of SYSC 11 to SYSC 22

PR 4.1 Use of languages

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

REC 6A.1 Exercise of passport rights by EEA market operator

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

SUP 3.3 Appointment of auditors

REC 4.5 FCA supervision of action by UK RIEs under their default rules

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

MAR 9.2 Authorisation and verification

PERG 4.3 Regulated activities related to mortgages

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

PERG 10.5 Employers and affinity groups (such as trade unions)

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

EG 13.1 Introduction

EG 10.4 Other relevant powers

PERG 1.2 Introduction

SUP 5.6 Confidential information and privilege

SUP App 3.3 Background

SUP 8.2 Introduction

APER 4.4 Statement of Principle 4