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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

IPRU-INV 9.2 GENERAL REQUIREMENTS

As Published: 2016

IPRU-INV 9.2 GENERAL REQUIREMENTS

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions