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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

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ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

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SUP 10C.2 Purpose

As Published: 2015

SUP 10C.2 Purpose

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CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

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CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

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PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

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SUP 13.6 Changes to branches

BIPRU 12.2 Adequacy of liquidity resources

SUP 5.3 Policy on the use of skilled persons

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

LR 8.6 Criteria for approval as a sponsor

PERG 2.11 Persons who are exempt for credit-related regulated activities

SUP 3.7 Notification of matters raised by auditor

SUP 13A.8 Sources of further information

REC 3.1 Application and purpose

SUP App 3.6 Freedom to provide services

REC 2.5 Systems and controls and conflicts

EG 20.1 Introduction

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading