Search Result

221 - 240 of 1286 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

IPRU-INV 5.17 Other assets requirement

As Published: 2016

IPRU-INV 5.17 Other assets requirement

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

SYSC 5.2 Certification regime

As Published: 2015

SYSC 5.2 Certification regime

SYSC 1.4 Application of SYSC 11 to SYSC 22

As Published: 2006

SYSC 1.4 Application of SYSC 11 to SYSC 22

FEES 10.5 Application of FEES 4 to the pensions guidance levy

As Published: 2015

FEES 10.5 Application of FEES 4 to the pensions guidance levy

CASS 7.16 The standard methods of internal client money reconciliation

As Published: 2014

CASS 7.16 The standard methods of internal client money reconciliation

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

BIPRU 12.2 Adequacy of liquidity resources

As Published: 2009

BIPRU 12.2 Adequacy of liquidity resources

MIPRU 4.2BA Securitisation

As Published: 2015

MIPRU 4.2BA Securitisation