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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

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CONC 4.2 Pre-contract disclosure and adequate explanations

As Published: 2014

CONC 4.2 Pre-contract disclosure and adequate explanations

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LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

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BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

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COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

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PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

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EG 3.1 Introduction

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

SYSC 22.2 Getting, giving and updating references: the main rules

REC 2.16 Complaints

MCOB 5A.4 Provision of a European Standardised Information Sheet (ESIS)

SUP 8.6 Publication of waivers

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

COCON 3.1 General factors for assessing compliance

SUP 16.1 Application

MAR 4.3 Support of the Takeover Panel's Functions

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

LR 9.8 Annual financial report

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation