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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

SYSC 22.7 Getting references: additional rules and guidance for full scope regulatory reference firms

As Published: 2016

SYSC 22.7 Getting references: additional rules and guidance for full scope regulatory reference firms

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

As Published: 2016

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

PERG 13.2 General

As Published: 2011

PERG 13.2 General

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

EG 19.9 Electronic commerce activity directions: the FCA’s policy

As Published: 2016

EG 19.9 Electronic commerce activity directions: the FCA’s policy

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance