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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

REC 2.5 Systems and controls and conflicts

As Published: 2004

REC 2.5 Systems and controls and conflicts

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

As Published: 2016

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

EG 5.5 The settlement discount scheme

As Published: 2015

EG 5.5 The settlement discount scheme

SYSC 22.7 Getting references: additional rules and guidance for full scope regulatory reference firms

As Published: 2016

SYSC 22.7 Getting references: additional rules and guidance for full scope regulatory reference firms

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources