Search Result

181 - 200 of 1358 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

IFPRU 4.6 Internal ratings based approach: probability of default

As Published: 2014

IFPRU 4.6 Internal ratings based approach: probability of default

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

SYSC 4.8 Senior management responsibilities for third-country relevant authorised persons: allocation of responsibilities

As Published: 2015

SYSC 4.8 Senior management responsibilities for third-country relevant authorised persons: allocation of responsibilities

MAR 8.2 Requirements for benchmark submitters

As Published: 2013

MAR 8.2 Requirements for benchmark submitters

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures