Search Result

181 - 200 of 1365 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.22 Decision making under the Payment Services Regulations

As Published: 2016

EG 19.22 Decision making under the Payment Services Regulations

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

FEES 10.1 Application, purpose and background

As Published: 2015

FEES 10.1 Application, purpose and background

IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

REC 3.23 Default

As Published: 2011

REC 3.23 Default

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company