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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

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SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

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FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

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IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

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Similar To

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EG 8.3 Use of the own-initiative powers in urgent cases

SUP 10C.11 Statements of responsibilities

EG 16.1 The FCA’s general approach to making disapplication orders

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SUP 12.1 Application and purpose

SYSC 4.2 Persons who effectively direct the business

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

SUP 10A.17 Further questions

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

SUP 13.1 Application and purpose

FEES 9.2 PSR fees

IFPRU 4.2 Standardised approach