Search Result

561 - 580 of 1646 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

SUP 10C.3 General material about the definition of controlled functions

As Published: 2015

SUP 10C.3 General material about the definition of controlled functions

SYSC 22.4 Drafting the reference: detailed requirements for full scope regulatory reference firms

As Published: 2016

SYSC 22.4 Drafting the reference: detailed requirements for full scope regulatory reference firms

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

IFPRU 10.5 Capital conservation plan

As Published: 2014

IFPRU 10.5 Capital conservation plan

FEES 10.5 Application of FEES 4 to the pensions guidance levy

As Published: 2015

FEES 10.5 Application of FEES 4 to the pensions guidance levy

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

SYSC 22.2 Getting, giving and updating references: the main rules

As Published: 2016

SYSC 22.2 Getting, giving and updating references: the main rules

IFPRU 1.5 Notification of FINREP reporting

As Published: 2014

IFPRU 1.5 Notification of FINREP reporting

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2013

PERG 4.5 Arranging regulated mortgage contracts

BIPRU 9.10 Reduction in risk-weighted exposure amounts

As Published: 2007

BIPRU 9.10 Reduction in risk-weighted exposure amounts

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications

MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce

SUP 10C.5 FCA governing functions

As Published: 2015

SUP 10C.5 FCA governing functions

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees