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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

DISP 3.5 Resolution of complaints by the Ombudsman

As Published: 2008

DISP 3.5 Resolution of complaints by the Ombudsman

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

As Published: 2016

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

As Published: 2014

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

EG 2.7 Sources of cases

As Published: 2016

EG 2.7 Sources of cases

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

SYSC 22.9 Records

As Published: 2016

SYSC 22.9 Records