Search Result

201 - 220 of 1292 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 22.8 Additional rules and guidance for all firms

As Published: 2016

SYSC 22.8 Additional rules and guidance for all firms

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

IPRU-INV 1.2 APPLICATION

As Published: 2015

IPRU-INV 1.2 APPLICATION

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

PERG 15.6 Territorial scope

As Published: 2013

PERG 15.6 Territorial scope

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE