Search Result

161 - 180 of 1011 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

…

SYSC 5.2 Certification regime

As Published: 2015

SYSC 5.2 Certification regime

…

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

…

FEES 11.1 Application, purpose and background

As Published: 2015

FEES 11.1 Application, purpose and background

…

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

…

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

…

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

…

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

…

CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

…

PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

…

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

…

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

…

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

…

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

…

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

…

MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

…

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

…

ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2015

ICOBS 6.4 Pre- and post-contract information: protection policies

…

REC 1.1 Application

As Published: 2005

REC 1.1 Application

…

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

…