Search Result

141 - 160 of 1703 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

…

SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

…

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

…

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

…

PERG 13.2 General

As Published: 2011

PERG 13.2 General

…

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

As Published: 2014

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

…

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

…

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

…

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

…

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

…

PERG 4.10A Activities regulated under the Mortgage Credit Directive

As Published: 2015

PERG 4.10A Activities regulated under the Mortgage Credit Directive

…

SYSC 22.9 Records

As Published: 2016

SYSC 22.9 Records

…

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

…

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

…

SYSC 4.3A CRR firms

As Published: 2014

SYSC 4.3A CRR firms

…

SUP 10A.11 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime

…

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

…

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

…

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

…

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

…