Search Result

121 - 140 of 1450 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

SUP 10C.10 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10C.10 Application for approval and withdrawing an application for approval

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

COCON 4.2 Specific guidance on senior manager conduct rules

As Published: 2015

COCON 4.2 Specific guidance on senior manager conduct rules

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

MAR 8.3 Requirements for benchmark administrators

As Published: 2015

MAR 8.3 Requirements for benchmark administrators

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures